Company Overview

Established in 2004, Alpha Capital is a professional financial services provider based in Hong Kong. It is a licensed corporation registered with the Securities and Futures Commission and engages in Type 1 (dealing in securities) and Type 6 (advising on institutional finance) regulated activities. We provide securities placing and underwriting services through our roles as a mandated distributor, joint underwriter, placement agent, or joint underwriter in listed companies or their associated companies.

Through our interaction with Alpha Asset Management, which holds licenses for Type 4 (advising on securities) and Type 9 (asset management) regulated activities, our Group provides a diverse range of high-quality financial services to various types of corporate, individual and high-net-worth clients.